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Home  »  Membership  »  Compliance  »  Annual Submissions

Annual Submissions

Periodic Compliances

  • Transactions fees to be paid on a monthly basis within the due date.
  • On an annual basis the following documents are to be submitted within three months from the end of the financial year.
    • Details of Directors as per Annexure 2 B
    • Networth Certificate as per Annexure 3 A or 3 B as applicable to be submitted within three months of the close of the accounting period.
    • Shareholding Pattern duly certified by a Audit Firm as per Annexure 4
    • Details of Controlling Shareholding Group as per Annexure 5
    • Audited Financials duly certified by an Audit Firm and Annual Report, if any.
    • List of all approved & qualified users along with the user id nos. and address.
    • Copy of renewed GBL I and Investment Broker / Dealer License from Financial Services Commission, Mauritius.
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